Regulatory Notice

Please read this Regulatory Notice for important information about regulatory matters that may affect you. By continuing to use this Site, you acknowledge that you have read, understood, and , if applicable, agreed to the contents of this Regulatory Notice.

Last Updated 14 January 2022

Regulatory Notice

This notice (this “Regulatory Notice”) contains important information about the contents of this website (this “Site”). You should carefully read this Regulatory Notice in its entirety before using this Site.

This Regulatory Notice is subject to the Terms of Use, is provided for general informational purposes only, and is a summary of certain information that may be relevant to you. It does not purport to be, and is not, an exhaustive statement of all the legal, regulatory, and other matters that may be relevant to you. It does not purport to be, and is not, “advice” to you regarding legal, tax, accounting, financial, investment, or any other matters. You should consult with your own legal, tax, accounting, financial, investment, or other advisors if you have any questions regarding this Regulatory Notice or any other matters that may affect you.

 

This Site and its contents are intended for informational purposes only, and are intended to be viewed only by persons who are “accredited investors” or “institutional investors” within the meaning provided in Part 1 Section 4A(1)(a) and Part 1 Section 4A(1)(c), respectively, of the Singapore Securities & Futures Act 2001 (Cap. 289), as amended (the “SFA”); “accredited investors” within the meaning provided in Rule 501(a) of Regulation D of the United States (“U.S.”) Securities Act of 1933, as amended; “qualified purchasers” within the meaning provided in Section 2(a)(51)(A) of the U.S. Investment Company Act of 1940, as amended (the “ICA”); “professional investors” within the meaning provided in Schedule 1(1)(1) of the Hong Kong Securities & Futures Ordinance (Cap. 571), as amended; or the equivalent class of “accredited investor” or “professional client” under the applicable laws and regulations of the jurisdiction to which you are subject. Certain disclosure and other requirements in relation to the contents of this Site may not apply to you as a result. Please also see our Terms of UsePrivacy PolicyCookie Policy, and SFDR Disclosure for other important information, disclaimers, and limitations regarding the content on, and the use of, this Site.

Falcon House Capital Management Pte. Ltd. (“FHCM”) is a company incorporated with limited liability under the laws of Singapore and registered with the Accounting & Corporate Regulatory Authority of Singapore (“ACRA”) under UEN 201107096C. FHCM’s corporate registration status can be viewed on the ACRA BizFile+ website by searching for “Falcon House Capital Management Pte. Ltd.” or UEN 201107096C. Affiliates of FHCM (together with FHCM, “Falcon House”) and certain private funds or other investment vehicles managed or advised by FHCM are incorporated or formed in various other jurisdictions and are subject to the laws and regulations of such other jurisdictions, and may not be directly subject to the laws of Singapore.

In Singapore, FHCM holds a capital markets services license from the Monetary Authority of Singapore (“MAS”) for the provision of fund management services to certain eligible investors in accordance with the SFA, and is an exempt financial advisor in accordance with paragraph 23(1)(d) of the Singapore Financial Advisers Act (Cap. 110) (“FAA”). Certain disclosure requirements under the FAA in relation to the contents of this Site may not apply to a person who is an “institutional investor” or “accredited investor” within the meaning provided in the SFA. FHCM’s licensing status can be viewed on the MAS Financial Institutions Directory by searching for “Falcon House Capital Management Pte. Ltd.” or may be accessed directly via this link.

In the U.S., FHCM is exempt from registration as an Investment Adviser with the Securities & Exchange Commission (“SEC”) in accordance with Section 203(m) of the Investment Advisers Act of 1940, as amended (together with the rules promulgated thereunder, the “Advisers Act”). FHCM reports to the SEC under CRD No. 296876 in accordance with the requirements for an “exempt reporting adviser” under Advisers Act Rule 204-4. FHCM’s status as an “exempt reporting advisor” and the publicly available portions of FHCM’s filings with the SEC can be viewed on the SEC Investment Adviser Public Disclosure website by searching for “Falcon House Capital Management Pte. Ltd.” or CRD No. 296876, or may be accessed directly via this link.

Certain private funds or other investment vehicles managed or advised by FHCM are registered with the Cayman Islands Monetary Authority (“CIMA”) in accordance with the provisions of the Cayman Islands Private Funds Law, 2020. In the U.S., certain private funds or other investment vehicles managed or advised by FHCM are excluded from the definition of “investment company” under the ICA in accordance with Section 3(c)(1) and/or Section 3(c)(7) of the ICA. In other jurisdictions, FHCM, its affiliates, or private funds or other investment vehicles managed or advised by FHCM may rely on applicable exemptions to licensing or registration available in such jurisdictions.

No action has been taken by Falcon House to authorize, register, qualify, or seek any other form of legal or regulatory approval for, or otherwise permit a public offering in any jurisdiction of, any private fund or other investment vehicle managed or advised by FHCM, or to permit the public distribution of information related to any such private funds or other investment vehicles in any jurisdiction.

The information on this Site is not intended for persons located or resident in any jurisdiction where the access to or distribution of such information is restricted or unauthorized. This Site and the information herein are not intended to be an advertisement of any product or service.

REGISTRATION OR LICENSING IN ANY JURISDICTION, OR EXEMPTION THEREFROM, DOES NOT IMPLY REVIEW, ENDORSEMENT, RECOMMENDATION, OR APPROVAL BY ANY REGULATOR IN SUCH JURISDICTION, AND NOTHING ON THIS WEBSITE IS INTENDED TO IMPLY, AND DOES NOT PURPORT, OTHERWISE. NONE OF THE CONTENTS OF THIS WEBSITE HAVE BEEN REVIEWED, ENDORSED, APPROVED, OR RECOMMENDED BY THE MAS, THE SEC, THE CIMA, OR ANY OTHER GOVERNMENT OR REGULATORY AUTHORITY ANYWHERE IN THE WORLD.

If you have any questions regarding this Regulatory Notice, you may contact us using the Contact Us page on this Site.

You may obtain the current version of this Regulatory Notice by visiting our Site. We reserve the right to update or modify this Regulatory Notice at any time and without prior notice to you.

For this reason, each time you visit this Site you should review this Regulatory Notice for any changes that may apply to your use of the Site at such time.

This Regulatory Notice was last updated on 14 January 2022.